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FINRA Broker Disclosures for Colorado Financial Service Corporation

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Colorado Financial Service Corporation. Search or filter the database to find more about a specific broker.

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Displaying 21-30 out of 38 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Victor Alan Lessinger830821610/03/2007RegulatoryFinal$0.00$0.00See FINRA Report
Victor Alan Lessinger830821609/23/2005RegulatoryFinal$0.00$0.00See FINRA Report
Robert John Zamecki475757402/24/2005RegulatoryFinal$0.00$0.00See FINRA Report
Robert John Zamecki475757405/29/2004Customer DisputeSettled$102,988.00$0.00See FINRA Report
Victor Alan Lessinger830821604/16/2004CivilFinal$0.00$0.00See FINRA Report
Mark Lowell Moskowitz1302184403/04/2003Customer DisputeDenied$600,000.00$0.00See FINRA Report
Ron Adelstein2086539204/01/2002RegulatoryFinal$0.00$0.00See FINRA Report
Ron Adelstein2086539210/17/2001Customer DisputeSettled$618,000.00$0.00See FINRA Report
Ramin Joel Nezafatiazar1817973206/15/2001Customer DisputeSettled$480,000.00$0.00See FINRA Report
Victor Alan Lessinger830821611/16/2000RegulatoryFinal$0.00$0.00See FINRA Report

38 Results

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