Our Staff has compiled our research into a database of FINRA Broker Disclosures for Colorado Financial Service Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Russell Edward Fieger | 4122326 | 2 | 12/15/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeffery William Graumlich | 4816380 | 4 | 11/29/2010 | Customer Dispute | Settled | $285,000.00 | $0.00 | See FINRA Report |
| Pamela Krystal Mah | 4884493 | 1 | 02/17/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mark Lowell Moskowitz | 1302184 | 4 | 08/14/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark Lowell Moskowitz | 1302184 | 4 | 03/04/2003 | Customer Dispute | Denied | $600,000.00 | $0.00 | See FINRA Report |
| Ron Adelstein | 2086539 | 2 | 04/01/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ron Adelstein | 2086539 | 2 | 10/17/2001 | Customer Dispute | Settled | $618,000.00 | $0.00 | See FINRA Report |
| Ramin Joel Nezafatiazar | 1817973 | 2 | 06/15/2001 | Customer Dispute | Settled | $480,000.00 | $0.00 | See FINRA Report |
| Mark Lowell Moskowitz | 1302184 | 4 | 10/13/2000 | Customer Dispute | Award / Judgment | $700,000.00 | $100,000.00 | See FINRA Report |
| Mark Lowell Moskowitz | 1302184 | 4 | 09/29/2000 | Customer Dispute | Settled | $40,771.00 | $0.00 | See FINRA Report |