Our Staff has compiled our research into a database of FINRA Broker Disclosures for Colorado Financial Service Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael John Classie | 2551202 | 3 | 04/21/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael John Classie | 2551202 | 3 | 04/21/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael John Classie | 2551202 | 3 | 04/21/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffery William Graumlich | 4816380 | 4 | 11/11/2013 | Customer Dispute | Settled | $110,000.00 | $0.00 | See FINRA Report |
| William Dan Gotses | 1894852 | 1 | 04/24/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert John Zamecki | 475757 | 4 | 11/30/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffery William Graumlich | 4816380 | 4 | 11/29/2010 | Customer Dispute | Settled | $285,000.00 | $0.00 | See FINRA Report |
| Mark Lowell Moskowitz | 1302184 | 4 | 08/14/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Wayne Edward Bernardo | 1005142 | 2 | 03/26/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Wayne Edward Bernardo | 1005142 | 2 | 03/13/2008 | Customer Dispute | Settled | $354,321.00 | $0.00 | See FINRA Report |