Our Staff has compiled our research into a database of FINRA Broker Disclosures for Signature Securities. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Philip Donald Beviano | 2516187 | 11 | 12/18/2009 | Customer Dispute | Settled | $2,000.00 | $0.00 | See FINRA Report |
| Philip Donald Beviano | 2516187 | 11 | 11/23/2009 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Philip Donald Beviano | 2516187 | 11 | 03/11/2009 | Customer Dispute | Denied | $120,000.00 | $0.00 | See FINRA Report |
| Philip Donald Beviano | 2516187 | 11 | 05/30/2008 | Customer Dispute | Denied | $600,000.00 | $0.00 | See FINRA Report |
| Konstantin Solomon Prives | 2581509 | 5 | 05/22/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Vincenzo Iannucci | 2221556 | 1 | 04/23/2008 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Konstantin Solomon Prives | 2581509 | 5 | 04/08/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Konstantin Solomon Prives | 2581509 | 5 | 02/21/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brian David Schwartz | 4059140 | 4 | 08/04/2005 | Customer Dispute | Settled | $13,500.00 | $0.00 | See FINRA Report |
| Brian David Schwartz | 4059140 | 4 | 04/07/2005 | Customer Dispute | Settled | $34,000.00 | $0.00 | See FINRA Report |