Our Staff has compiled our research into a database of FINRA Broker Disclosures for Signature Securities. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Konstantin Solomon Prives | 2581509 | 5 | 01/20/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William John Maguire | 2040885 | 3 | 05/29/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |