Our Staff has compiled our research into a database of FINRA Broker Disclosures for Signature Securities. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Edward Santucci | 2705843 | 1 | 09/19/2003 | Customer Dispute | Denied | $34,000.00 | $0.00 | See FINRA Report |
| Konstantin Solomon Prives | 2581509 | 5 | 03/11/2003 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Alexander Leon | 2336148 | 1 | 12/02/1998 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |