Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Kim Gaskill | 848103 | 9 | 06/18/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Kim Gaskill | 848103 | 9 | 09/13/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark Kim Gaskill | 848103 | 9 | 02/21/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark Kim Gaskill | 848103 | 9 | 02/16/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Kim Gaskill | 848103 | 9 | 01/24/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark Kim Gaskill | 848103 | 9 | 06/22/2011 | Customer Dispute | Award / Judgment | $1,200,000.00 | $36,485.70 | See FINRA Report |
| Mark Kim Gaskill | 848103 | 9 | 10/08/1996 | Customer Dispute | Settled | $160,000.00 | $0.00 | See FINRA Report |
| Mark Kim Gaskill | 848103 | 9 | 01/25/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mark Kim Gaskill | 848103 | 9 | 02/09/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |