Our Staff has compiled our research into a database of FINRA Broker Disclosures for IMC Financial Markets. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Genovese | 6819666 | 1 | 05/09/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Shawn Patrick Cruz | 5748935 | 1 | 04/11/2013 | Customer Dispute | Denied | $6,600.00 | $0.00 | See FINRA Report |
| Osias Salomon Lilian | 6127413 | 1 | 06/04/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Wilhelmus Henricus Maria Pot | 6328863 | 1 | 10/31/2006 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |