Our Staff has compiled our research into a database of FINRA Broker Disclosures for KBD Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Patrick Becker | 1470470 | 1 | 03/24/2008 | Customer Dispute | Settled | $2,875,000.00 | $0.00 | See FINRA Report |
| Daniel McCrichey Adams | 2505513 | 2 | 05/11/2000 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Daniel McCrichey Adams | 2505513 | 2 | 09/10/1999 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Christopher Duncan Bell | 1479836 | 4 | 12/29/1997 | Customer Dispute | Award / Judgment | $380,000.00 | $7,734.00 | See FINRA Report |
| Christopher Duncan Bell | 1479836 | 4 | 09/01/1997 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christopher Duncan Bell | 1479836 | 4 | 03/08/1995 | Customer Dispute | Settled | $750,000.00 | $0.00 | See FINRA Report |
| Christopher Duncan Bell | 1479836 | 4 | 02/08/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jay Harris Kesslen | 4335392 | 1 | 04/01/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |