Our Staff has compiled our research into a database of FINRA Broker Disclosures for M. S. Howells & Co.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Reisbacher | 5543698 | 1 | 05/21/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Joseph Puglisi | 1576703 | 1 | 02/17/1993 | Customer Dispute | Settled | $730,000.00 | $0.00 | See FINRA Report |
| Mark Stephen Howells | 726921 | 1 | 10/13/1988 | Customer Dispute | Settled | $56,000.00 | $0.00 | See FINRA Report |
| Paul Sueyuki Okawa | 2466447 | 1 | 11/21/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard A Garber | 2240136 | 3 | 05/29/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard A Garber | 2240136 | 3 | 05/02/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard A Garber | 2240136 | 3 | 03/27/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |