Our Staff has compiled our research into a database of FINRA Broker Disclosures for M. S. Howells & Co.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Patricia Faye Meidell | 331254 | 11 | 02/26/2004 | Customer Dispute | Award / Judgment | $179,569.00 | $65,000.00 | See FINRA Report |
| Laif Erik Meidell | 2627107 | 1 | 07/10/2003 | Customer Dispute | Settled | $17,000.60 | $0.00 | See FINRA Report |
| Patricia Faye Meidell | 331254 | 11 | 06/09/2003 | Customer Dispute | Award / Judgment | $176,653.00 | $27,256.10 | See FINRA Report |
| Gregory Lewis Stephens | 2394057 | 1 | 01/09/2003 | Customer Dispute | Denied | $52,000.00 | $0.00 | See FINRA Report |
| Donald Scott Peterson | 1772237 | 2 | 11/26/2002 | Customer Dispute | Denied | $22,275.00 | $0.00 | See FINRA Report |
| Jay Robert Penney | 1146552 | 2 | 09/09/2002 | Customer Dispute | Closed-No Action | $41,830.50 | $0.00 | See FINRA Report |
| Jay Robert Penney | 1146552 | 2 | 04/29/2002 | Customer Dispute | Closed-No Action | $65,508.30 | $0.00 | See FINRA Report |
| Paul Jason Caruso | 2288801 | 1 | 07/24/2001 | Customer Dispute | Settled | $1,600,000.00 | $0.00 | See FINRA Report |
| Donald Scott Peterson | 1772237 | 2 | 04/04/2001 | Customer Dispute | Denied | $94,000.00 | $0.00 | See FINRA Report |
| Patricia Faye Meidell | 331254 | 11 | 03/15/2001 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |