Our Staff has compiled our research into a database of FINRA Broker Disclosures for M. S. Howells & Co.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Patricia Faye Meidell | 331254 | 11 | 04/02/2007 | Customer Dispute | Settled | $219,800.00 | $0.00 | See FINRA Report |
| Patricia Faye Meidell | 331254 | 11 | 03/30/2007 | Customer Dispute | Settled | $315,344.00 | $0.00 | See FINRA Report |
| Patricia Faye Meidell | 331254 | 11 | 02/28/2007 | Customer Dispute | Settled | $381,915.00 | $0.00 | See FINRA Report |
| Patricia Faye Meidell | 331254 | 11 | 02/22/2007 | Customer Dispute | Award / Judgment | $731,456.00 | $455,000.00 | See FINRA Report |
| Patricia Faye Meidell | 331254 | 11 | 12/27/2005 | Customer Dispute | Settled | $254,691.00 | $0.00 | See FINRA Report |
| Patricia Faye Meidell | 331254 | 11 | 04/22/2005 | Customer Dispute | Settled | $203,059.00 | $0.00 | See FINRA Report |
| Lance Taylor Knight | 4209562 | 2 | 02/25/2005 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Joseph Giorgio Romano | 4140354 | 1 | 08/16/2004 | Customer Dispute | Settled | $380,000.00 | $0.00 | See FINRA Report |
| Patricia Faye Meidell | 331254 | 11 | 07/26/2004 | Customer Dispute | Settled | $5,900.00 | $0.00 | See FINRA Report |
| James Allen Wilson | 4445002 | 1 | 05/03/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |