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FINRA Broker Disclosures for M. S. Howells & Co.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for M. S. Howells & Co.. Search or filter the database to find more about a specific broker.

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Displaying 21-30 out of 53 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Russell Merton Hall2098008803/18/2008Employment Separation After Allegations$0.00$0.00See FINRA Report
Russell Merton Hall2098008803/17/2008Customer DisputeSettled$5,000.00$0.00See FINRA Report
Russell Merton Hall2098008803/07/2008Customer DisputeSettled$0.00$0.00See FINRA Report
Patricia Faye Meidell3312541109/24/2007Customer DisputeAward / Judgment$560,980.00$345,000.00See FINRA Report
Lance Taylor Knight4209562206/27/2007Customer DisputeDenied$28,000.00$0.00See FINRA Report
Patricia Faye Meidell3312541104/02/2007Customer DisputeSettled$219,800.00$0.00See FINRA Report
Patricia Faye Meidell3312541103/30/2007Customer DisputeSettled$315,344.00$0.00See FINRA Report
Patricia Faye Meidell3312541102/28/2007Customer DisputeSettled$381,915.00$0.00See FINRA Report
Patricia Faye Meidell3312541102/22/2007Customer DisputeAward / Judgment$731,456.00$455,000.00See FINRA Report
James Felix Jebbia4492550103/31/2006Customer DisputeAward / Judgment$14,260.00$14,017.00See FINRA Report

53 Results

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