Our Staff has compiled our research into a database of FINRA Broker Disclosures for M. S. Howells & Co.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Dixon Sanders | 1280319 | 1 | 10/18/2013 | Customer Dispute | Settled | $1,808,290.00 | $0.00 | See FINRA Report |
| Jason Bradley Scarcella | 4182188 | 2 | 04/01/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Benjamin Randal Steele | 5194335 | 1 | 03/12/2012 | Customer Dispute | Denied | $10,540.00 | $0.00 | See FINRA Report |
| Damon Marshall Zahlmann | 4050354 | 1 | 11/29/2011 | Customer Dispute | Settled | $37,500.00 | $0.00 | See FINRA Report |
| Morrie Wolbrum Reiff | 1317814 | 1 | 01/13/2010 | Customer Dispute | Dismissed | $2,000,000.00 | $0.00 | See FINRA Report |
| Henk Juergen Fischer | 4032809 | 1 | 11/06/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Larry Quinton Fisher | 1211074 | 1 | 07/08/2008 | Customer Dispute | Denied | $45,000.00 | $0.00 | See FINRA Report |
| Karl William Schwinck | 2332352 | 1 | 03/24/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Patricia Faye Meidell | 331254 | 11 | 09/24/2007 | Customer Dispute | Award / Judgment | $560,980.00 | $345,000.00 | See FINRA Report |
| Lance Taylor Knight | 4209562 | 2 | 06/27/2007 | Customer Dispute | Denied | $28,000.00 | $0.00 | See FINRA Report |