Our Staff has compiled our research into a database of FINRA Broker Disclosures for M. S. Howells & Co.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Patricia Faye Meidell | 331254 | 11 | 04/22/2005 | Customer Dispute | Settled | $203,059.00 | $0.00 | See FINRA Report |
| Joseph Giorgio Romano | 4140354 | 1 | 08/16/2004 | Customer Dispute | Settled | $380,000.00 | $0.00 | See FINRA Report |
| Patricia Faye Meidell | 331254 | 11 | 07/26/2004 | Customer Dispute | Settled | $5,900.00 | $0.00 | See FINRA Report |
| James Allen Wilson | 4445002 | 1 | 05/03/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Laif Erik Meidell | 2627107 | 1 | 07/10/2003 | Customer Dispute | Settled | $17,000.60 | $0.00 | See FINRA Report |
| Paul Jason Caruso | 2288801 | 1 | 07/24/2001 | Customer Dispute | Settled | $1,600,000.00 | $0.00 | See FINRA Report |
| Patricia Faye Meidell | 331254 | 11 | 03/15/2001 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |
| Jeffrey Joseph Puglisi | 1576703 | 1 | 02/17/1993 | Customer Dispute | Settled | $730,000.00 | $0.00 | See FINRA Report |
| Mark Stephen Howells | 726921 | 1 | 10/13/1988 | Customer Dispute | Settled | $56,000.00 | $0.00 | See FINRA Report |