Our Staff has compiled our research into a database of FINRA Broker Disclosures for M. S. Howells & Co.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jay Robert Penney | 1146552 | 2 | 09/09/2002 | Customer Dispute | Closed-No Action | $41,830.50 | $0.00 | See FINRA Report |
| Jay Robert Penney | 1146552 | 2 | 04/29/2002 | Customer Dispute | Closed-No Action | $65,508.30 | $0.00 | See FINRA Report |
| Paul Jason Caruso | 2288801 | 1 | 07/24/2001 | Customer Dispute | Settled | $1,600,000.00 | $0.00 | See FINRA Report |
| Donald Scott Peterson | 1772237 | 2 | 04/04/2001 | Customer Dispute | Denied | $94,000.00 | $0.00 | See FINRA Report |
| Patricia Faye Meidell | 331254 | 11 | 03/15/2001 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |
| Jeffrey Joseph Puglisi | 1576703 | 1 | 02/17/1993 | Customer Dispute | Settled | $730,000.00 | $0.00 | See FINRA Report |
| Mark Stephen Howells | 726921 | 1 | 10/13/1988 | Customer Dispute | Settled | $56,000.00 | $0.00 | See FINRA Report |