Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Denny Ray McCarty | 2252068 | 1 | 08/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael L Miley | 3148401 | 1 | 07/31/2017 | Customer Dispute | Settled | $20,180.00 | $0.00 | See FINRA Report |
| Catherine Denise Dressel | 6554407 | 4 | 07/28/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Darrien M Slaughter | 5915315 | 1 | 07/24/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Clinton M Gruettert | 5670518 | 2 | 07/17/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bernard P Leuzzi | 4187948 | 1 | 07/10/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard Patrick Hagan | 2392157 | 9 | 07/07/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Calvin Christopher Silva | 6959865 | 3 | 07/07/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Milton Lyman Knowlton | 272651 | 1 | 07/03/2017 | Customer Dispute | Denied | $137,082.00 | $0.00 | See FINRA Report |
| Edwin Spencer Cultra | 5903247 | 2 | 06/30/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |