Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Zachary Mitchell Cooper | 7559508 | 2 | 08/14/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Zachary Mitchell Cooper | 7559508 | 2 | 08/14/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph William Scheid | 2547921 | 1 | 08/09/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Daniel Raydon Dillingham | 1385640 | 6 | 08/07/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark R Stein | 4735877 | 1 | 08/04/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ben Sarsozo | 1863861 | 2 | 08/04/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Xiao Chen | 6361529 | 1 | 08/04/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Raymond Lawerence Wellspeak | 2622075 | 1 | 08/03/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Daniel Bignardelli | 6098590 | 1 | 08/03/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Ashleigh Fortune | 1501384 | 6 | 08/02/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |