Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Amy Jamrog | 2854405 | 2 | 01/30/2018 | Customer Dispute | Denied | $82,000.00 | $0.00 | See FINRA Report |
| Stephen Anthony Stavrou | 7059546 | 1 | 01/25/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Charles Ray Saunders | 2081150 | 4 | 01/12/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Victor Vyas | 4152762 | 6 | 01/03/2018 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Scott David Warshaw | 4232910 | 1 | 12/12/2017 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Raymond Cui | 6285655 | 3 | 12/07/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ryan A Wagner | 6143066 | 1 | 12/04/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Christopher Gibbs | 6475484 | 2 | 11/29/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Dean Reed | 4284143 | 1 | 11/28/2017 | Customer Dispute | Settled | $47,324.00 | $0.00 | See FINRA Report |
| Glen Christopher Spice | 1662555 | 1 | 11/10/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |