Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian Evans | 7718712 | 2 | 02/05/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Chris William Sousounis | 2637561 | 1 | 02/02/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Eric Michael Reed | 6348433 | 1 | 01/22/2024 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Elizabeth Vincenza D'Aleo | 4424370 | 1 | 01/22/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Muhammad Usman | 4989336 | 3 | 01/22/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ikechi Urum-Eke | 7249901 | 2 | 01/17/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher S van Pelt | 4676824 | 1 | 01/12/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kurt Martin Petrucci | 3091334 | 2 | 01/12/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Matthew Robert Wilkow | 5715615 | 1 | 01/09/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Arthur Smith | 4360471 | 8 | 01/05/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |