Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kenneth Chun | 5613699 | 1 | 03/06/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Anthony Paciocco | 3111527 | 1 | 03/05/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Michael Capozzi | 4803994 | 2 | 03/02/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gregory Michael Dietz | 1251120 | 1 | 03/01/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stephen Christopher Gibbs | 6475484 | 2 | 02/28/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Albert Rhodes Wilson | 2214115 | 1 | 02/19/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Justin Towne | 6414493 | 4 | 02/17/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Chadwick R Noyes | 5516296 | 1 | 02/15/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Yevgeny Kostalevsky | 6344278 | 1 | 02/15/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Andrew Lawrence Levine | 1523498 | 1 | 02/05/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |