Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew John Ramirez | 6933331 | 2 | 03/22/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Owen Girsky | 2440692 | 3 | 03/22/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Pedro Juan Rodriguez Rivera | 5419364 | 2 | 03/19/2018 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Sudesh Kumar Jain | 1325905 | 8 | 03/19/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert A Anderson | 5235631 | 2 | 03/16/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Craig Sundberg | 1450187 | 3 | 03/15/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Craig Sundberg | 1450187 | 3 | 03/15/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ronnie King | 6521647 | 1 | 03/12/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Craig Sundberg | 1450187 | 3 | 03/10/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Shane Daniel Gornik | 4729104 | 5 | 03/08/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |