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FINRA Broker Disclosures for MML Investors Services, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.

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Displaying 561-570 out of 2,213 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Richard Akirmaian2796937104/04/2018Customer DisputeDenied$0.00$0.00See FINRA Report
Jeffrey Dean Hollifield1701741104/03/2018Customer DisputeDenied$0.00$0.00See FINRA Report
Jacklin Bahramy2701645204/02/2018Customer DisputeDenied$0.00$0.00See FINRA Report
Mario Virgil Longo1006505103/30/2018FinancialFinal$0.00$0.00See FINRA Report
Scott M Turner5245008103/29/2018Customer DisputeDenied$23,611.00$0.00See FINRA Report
Steven Thomas Klimaszewski2287121103/29/2018Customer DisputeDenied$23,611.00$0.00See FINRA Report
David Michael Capozzi4803994203/28/2018Customer DisputeDenied$8,600.00$0.00See FINRA Report
Muhammad Usman4989336303/28/2018Customer DisputeDenied$0.00$0.00See FINRA Report
Calvin Christopher Silva6959865303/23/2018FinancialFinal$0.00$0.00See FINRA Report
Richard Jorge2478592203/22/2018Judgment / Lien$0.00$0.00See FINRA Report

2,213 Results

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