Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Richard Akirmaian | 2796937 | 1 | 04/04/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Jeffrey Dean Hollifield | 1701741 | 1 | 04/03/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Jacklin Bahramy | 2701645 | 2 | 04/02/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Mario Virgil Longo | 1006505 | 1 | 03/30/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Scott M Turner | 5245008 | 1 | 03/29/2018 | Customer Dispute | Denied | $23,611.00 | $0.00 | See FINRA Report |
Steven Thomas Klimaszewski | 2287121 | 1 | 03/29/2018 | Customer Dispute | Denied | $23,611.00 | $0.00 | See FINRA Report |
David Michael Capozzi | 4803994 | 2 | 03/28/2018 | Customer Dispute | Denied | $8,600.00 | $0.00 | See FINRA Report |
Muhammad Usman | 4989336 | 3 | 03/28/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Calvin Christopher Silva | 6959865 | 3 | 03/23/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Richard Jorge | 2478592 | 2 | 03/22/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |