Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Salvatore Francis Dileo | 1122802 | 2 | 05/06/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Anthony Hocker | 4306286 | 1 | 04/23/2018 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Mark Andrew Cramer | 1313587 | 4 | 04/20/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Nathan Randall Miller | 6289892 | 2 | 04/19/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Aaron Paul Rask | 5960444 | 2 | 04/18/2018 | Customer Dispute | Settled | $26,732.60 | $0.00 | See FINRA Report |
| Sarah Anne Hofferica | 7522480 | 1 | 04/15/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Phillip Edward Barringer | 6022891 | 1 | 04/13/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Victor Vyas | 4152762 | 6 | 04/12/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brett A Thiery | 5179667 | 9 | 04/09/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brett A Thiery | 5179667 | 9 | 04/09/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |