Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Morgan H Christian | 5973696 | 1 | 07/24/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mi Kyoung Cho | 5776136 | 3 | 07/23/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Nathan Randall Miller | 6289892 | 2 | 07/17/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kevin John Canfield | 2286759 | 9 | 07/12/2018 | Customer Dispute | Settled | $100,001.00 | $0.00 | See FINRA Report |
| Carlos Alberto Temperan | 5793874 | 3 | 07/06/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Carlos Alberto Temperan | 5793874 | 3 | 07/06/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christopher L Campbell | 5914268 | 1 | 06/29/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| April Wier | 2910458 | 1 | 06/27/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Peter Nicholas Pitucco | 862375 | 4 | 06/16/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Patrick Hagan | 2392157 | 9 | 06/12/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |