Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sudesh Kumar Jain | 1325905 | 8 | 11/20/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Steven Lewis | 7409469 | 2 | 11/12/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eric Michael Gerhard | 5502642 | 2 | 11/12/2018 | Customer Dispute | Settled | $55,000.00 | $0.00 | See FINRA Report |
| Ivan David Hilliard | 1788439 | 1 | 11/07/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Rachelle L Snyder | 4944088 | 1 | 11/05/2018 | Customer Dispute | Denied | $101,526.00 | $0.00 | See FINRA Report |
| Kenneth Charles Heiser | 2111242 | 1 | 11/02/2018 | Customer Dispute | Pending | $595,000.00 | $0.00 | See FINRA Report |
| Kyle Welles Boudreau | 6687629 | 2 | 11/02/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kenneth Scott Sharkey | 2494527 | 5 | 10/30/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kent Leslie Wyse | 1070329 | 9 | 10/25/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Tyler Craig Wyse | 5329087 | 1 | 10/25/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |