Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott Owen McDonald | 5655053 | 1 | 03/04/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeremy Todd Lindquist | 3198807 | 4 | 03/03/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard Louis Reda | 4527060 | 4 | 02/28/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Adam Mahd | 4817500 | 2 | 02/26/2024 | Customer Dispute | Pending | $200,000.00 | $0.00 | See FINRA Report |
| Justin Solo | 7237912 | 1 | 02/23/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark Joseph Wasikonis | 1199392 | 2 | 02/22/2024 | Customer Dispute | Denied | $5,001.00 | $0.00 | See FINRA Report |
| Morgan David Grindley | 4732783 | 1 | 02/22/2024 | Customer Dispute | Denied | $5,001.00 | $0.00 | See FINRA Report |
| Kevin Winthrop Paasch | 2213833 | 3 | 02/15/2024 | Customer Dispute | Closed-No Action | $1,100,000.00 | $0.00 | See FINRA Report |
| Roland Cuellar | 2201709 | 3 | 02/13/2024 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| George Benoit | 1106516 | 5 | 02/05/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |