Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Danielle M Dilella | 5912582 | 1 | 02/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Douglas James Rechtine | 1592454 | 2 | 01/24/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jill Song Therrien | 5615464 | 1 | 01/24/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mayra Alejandra Corrada Fernandez | 5927407 | 2 | 01/22/2019 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Daniel T Del Guercio | 7311758 | 3 | 01/22/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jay V Petty | 2895602 | 1 | 01/18/2019 | Customer Dispute | Denied | $215,859.00 | $0.00 | See FINRA Report |
| Mark David Wolpert | 2692529 | 7 | 01/17/2019 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
| Matthew Joseph Higgins | 6499135 | 2 | 01/14/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Leon Michael Almeida | 5645472 | 4 | 01/14/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Tyler J Tutino | 6768279 | 1 | 01/14/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |