Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kent Leslie Wyse | 1070329 | 9 | 07/09/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kent Leslie Wyse | 1070329 | 9 | 06/26/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kent Leslie Wyse | 1070329 | 9 | 06/25/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Stephen Martin | 3121117 | 2 | 06/25/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brian Edward Gaine | 2249607 | 1 | 06/19/2019 | Customer Dispute | Denied | $30,582.60 | $0.00 | See FINRA Report |
| Michael Anthony Nigro | 2097646 | 4 | 06/16/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Adam Randall Cherney | 4364681 | 7 | 06/06/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adam Randall Cherney | 4364681 | 7 | 06/05/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adam Randall Cherney | 4364681 | 7 | 06/05/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bernadette Marie Buckley | 4598592 | 2 | 06/03/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |