Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian Thomas Paquette | 5965577 | 2 | 09/10/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Joel Warren Saperstein | 4389204 | 12 | 09/09/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brandon Hedreen Roberts | 4488040 | 1 | 09/06/2019 | Customer Dispute | Settled | $12,489.80 | $0.00 | See FINRA Report |
| Jason O Champion | 3093315 | 3 | 08/26/2019 | Customer Dispute | Denied | $5,000.01 | $0.00 | See FINRA Report |
| Lawrence Otis Myers | 2605164 | 1 | 08/23/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Leon Michael Almeida | 5645472 | 4 | 08/16/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Scott Pollack | 2124816 | 4 | 08/16/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Craig Lapage | 6249963 | 2 | 08/06/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Javid Jaraiedi | 1365691 | 2 | 08/02/2019 | Customer Dispute | Denied | $50,896.40 | $0.00 | See FINRA Report |
| Michael David Picker | 4509113 | 1 | 08/02/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |