Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Andrew Cramer | 1313587 | 4 | 11/04/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thomas John Wieczerak | 2168759 | 2 | 10/30/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kenneth Wesley Mills | 6064141 | 1 | 10/30/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brian Keith Mariano | 1564574 | 1 | 10/25/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gabriel Bustamante | 5264619 | 3 | 10/23/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ross Edwin Carson | 4484587 | 1 | 10/17/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Douglas Clark Radcliffe | 1539721 | 1 | 10/15/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William Benjamin Fischer | 4669394 | 1 | 10/15/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Burgess | 6422595 | 3 | 10/15/2019 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Choddie Toi Bryant | 5377907 | 2 | 10/15/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |