Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Anthony Lynn Cross | 3155726 | 4 | 06/24/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Mynatt Rubin | 3099983 | 2 | 06/09/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Shelley Maureen Fiore | 1573022 | 1 | 06/04/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael John Koziol | 5558047 | 1 | 06/03/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William Randall Wyrozub | 4351036 | 1 | 06/03/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Aaron Michael Bockman | 4239866 | 2 | 05/27/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Alan Lee Silverman | 1951973 | 3 | 05/13/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kelly Louise Davis | 6323891 | 1 | 05/08/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gary Philip Jones | 261180 | 1 | 05/04/2020 | Customer Dispute | Pending | $5,000.01 | $0.00 | See FINRA Report |
| Carlos Alberto Temperan | 5793874 | 3 | 05/04/2020 | Customer Dispute | Denied | $18,476.00 | $0.00 | See FINRA Report |