Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kenneth J Conway | 2304235 | 2 | 09/30/2020 | Customer Dispute | Settled | $14,000.00 | $0.00 | See FINRA Report |
| Wojciech Zbigniew Grochowski | 5434381 | 1 | 09/23/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Adam Gross | 3080320 | 2 | 09/02/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Peter Everett Cassell | 1905981 | 1 | 08/25/2020 | Customer Dispute | Denied | $13,584.60 | $0.00 | See FINRA Report |
| Pitt Petri | 2658300 | 3 | 08/20/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mauro Gonzalez | 6254818 | 1 | 08/19/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mark Jerome Lasko | 2141860 | 2 | 08/18/2020 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Pitt Petri | 2658300 | 3 | 08/13/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Neil Rancourt | 4942792 | 3 | 08/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Neil Rancourt | 4942792 | 3 | 08/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |