Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brendan Michael McDonald | 6741174 | 2 | 02/12/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Anthony Cammarata | 5371777 | 1 | 02/08/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Sushma Yadav | 7335952 | 1 | 02/07/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sandra Scanni | 2179046 | 3 | 02/05/2021 | Customer Dispute | Denied | $7,899.59 | $0.00 | See FINRA Report |
| Gregory Dale Stein | 1289625 | 5 | 01/22/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Harrison David Nathan | 3275199 | 1 | 01/21/2021 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Kent Leslie Wyse | 1070329 | 9 | 12/31/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joel Warren Saperstein | 4389204 | 12 | 12/24/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Travis James Caruso | 5215091 | 7 | 12/22/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brett A Thiery | 5179667 | 9 | 12/09/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |