Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Cheryl Anne Smith | 5903224 | 5 | 09/21/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Raymond Joseph Kubick | 2197490 | 1 | 09/17/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Silvio Borrero | 5087491 | 5 | 09/16/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Silvio Borrero | 5087491 | 5 | 09/14/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Silvio Borrero | 5087491 | 5 | 09/09/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christina Elise Acker | 5910390 | 3 | 09/09/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Michael Jonathan Zager | 2248160 | 2 | 08/27/2021 | Customer Dispute | Denied | $18,000.00 | $0.00 | See FINRA Report |
| Georgia Maria Christodoulou | 1022116 | 1 | 08/13/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Sami Abrao Moualla | 7597327 | 2 | 08/11/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Louis Michael Eliasof | 2133218 | 1 | 08/02/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |