Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ellen Margaret Donahue | 5508094 | 1 | 02/02/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Dexter L Baker | 2995602 | 2 | 01/29/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Melinda Christine Vinson | 3133203 | 1 | 01/28/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mitchell Ian Weisbrot | 2710944 | 1 | 01/22/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Erin Chun | 4796281 | 1 | 01/21/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christina Elise Acker | 5910390 | 3 | 01/18/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Guangren Xi | 3094321 | 1 | 01/17/2022 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| William Esteban Romero | 5127697 | 5 | 01/11/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ryan Owsichek | 7418751 | 5 | 01/11/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jason O Champion | 3093315 | 3 | 12/22/2021 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |