Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Damian McKenzie | 2180710 | 5 | 07/05/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Duane Martin Winterberg | 1053234 | 1 | 04/02/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Tillman Pugh | 1217596 | 4 | 02/25/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dennis Joseph Smith | 1038343 | 1 | 04/02/1967 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jerold Thompson Wood | 1335698 | 1 | 05/27/1964 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Tillman Pugh | 1217596 | 4 | 09/15/1960 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Marek Milik | 2715745 | 1 | 11/30/-0001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |