Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles Ray Saunders | 2081150 | 4 | 05/13/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Josephine Celentano | 2504924 | 1 | 05/10/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Rong Shen | 5092338 | 4 | 04/22/2022 | Customer Dispute | Closed-No Action | $10,000.00 | $0.00 | See FINRA Report |
| Laurie Ann Aromando | 2705260 | 1 | 04/21/2022 | Customer Dispute | Settled | $113,195.00 | $0.00 | See FINRA Report |
| Ryan Owsichek | 7418751 | 5 | 04/06/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John B Troy | 1938070 | 1 | 03/31/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Moses Razeel Hollender | 3196268 | 6 | 03/31/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Roy Snider | 2417319 | 3 | 03/29/2022 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Ralph Dente | 1286814 | 1 | 03/28/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gabriel Mizrahi | 4503454 | 1 | 03/24/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |