Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James William Winstel | 2950076 | 1 | 06/28/2022 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Lloyd Mayer | 4036612 | 5 | 06/28/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joshua von Steinfeld | 5560704 | 2 | 06/24/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Martin | 3268675 | 4 | 06/22/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick Michael McCann | 2901037 | 1 | 06/21/2022 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Michael Joseph Gnacinski | 3180067 | 1 | 06/17/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ronald Lewis Millar | 3064161 | 2 | 06/15/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Walter King Corbett | 1347428 | 1 | 06/10/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brett A Thiery | 5179667 | 9 | 06/06/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gregory Caryl Dahms | 5469502 | 1 | 05/18/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |