Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Elton Bruce Sartin | 3166251 | 1 | 09/28/1979 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mark Allen Heisler | 1593427 | 1 | 02/24/1978 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Markham Alexander Heid | 2374079 | 3 | 11/17/1977 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas Michael Sekeres | 2821481 | 1 | 09/17/1977 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kenneth Mark Gable | 2393631 | 1 | 07/19/1977 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Markham Alexander Heid | 2374079 | 3 | 04/22/1977 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Joseph McNamara | 1002809 | 2 | 07/15/1976 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ben Fredeking Glisan | 223145 | 1 | 04/22/1976 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James David Hutchison | 3272007 | 1 | 02/05/1976 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kenneth Dean Steele | 1095238 | 2 | 10/10/1975 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |