Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Shawn Patrick Kilmurray | 5855121 | 1 | 11/13/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Edward Conley | 1070612 | 5 | 11/02/1984 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Philip William Jones | 1435763 | 1 | 04/01/1984 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
| Peter John Romaniw | 2606600 | 1 | 03/30/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kimberly Benton Griffin | 4754564 | 2 | 07/19/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Edward Conley | 1070612 | 5 | 06/14/1983 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kenneth M Gross | 1789932 | 2 | 02/17/1982 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Paul Randolph Arnheiter | 1684172 | 4 | 02/04/1982 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gino Gerard Devivo | 2809573 | 1 | 01/08/1982 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Rekha R Patel | 2069202 | 1 | 11/19/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |