Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephan Peter Dipierno | 1878243 | 1 | 12/13/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas William Fritze | 806361 | 1 | 12/04/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stephen Glenn Gulley | 2414680 | 3 | 10/31/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jennifer Funk | 1927304 | 1 | 09/28/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Edward Conley | 1070612 | 5 | 07/15/1985 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Lee Peeples | 1093757 | 4 | 07/07/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gerald Joseph Radican | 2049373 | 1 | 06/13/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nadya A Mitha | 5427437 | 2 | 06/06/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Edward Conley | 1070612 | 5 | 06/04/1985 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Karl Justin Stuppnig | 2964308 | 1 | 02/08/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |