Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Whitney Coogan | 724714 | 5 | 07/23/1990 | Customer Dispute | Settled | $18,000.00 | $0.00 | See FINRA Report |
| Joseph Vincent Naselli | 344988 | 2 | 07/11/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Paul Mollins | 4662690 | 2 | 06/20/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nadya A Mitha | 5427437 | 2 | 04/10/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Marcus D Smith | 4762661 | 1 | 03/25/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Scott Alan Plathe | 2163469 | 1 | 02/16/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Martin James McAlpin | 1607538 | 3 | 08/19/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Michael Delaney | 4169936 | 1 | 08/16/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew Michael Jacob | 1264724 | 5 | 04/17/1989 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Glenn Carraghar Evans | 2713604 | 1 | 04/17/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |