Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Russell Earl Holmes | 4730265 | 1 | 10/01/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Saphel Romaine | 4898960 | 1 | 09/08/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Arnie David Bergman | 1338888 | 3 | 08/14/1991 | Customer Dispute | Settled | $23,974.30 | $0.00 | See FINRA Report |
| Scott Edward Sylvainus | 6071696 | 1 | 07/31/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Norman Randolph Jones | 5979908 | 3 | 06/12/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Keith G Bermeo | 2921662 | 1 | 04/06/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Norman Randolph Jones | 5979908 | 3 | 02/26/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard Louis Reda | 4527060 | 4 | 08/28/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Whitney Coogan | 724714 | 5 | 08/02/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thomas Daniel Reehorst | 1458808 | 1 | 07/24/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |