Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bryan J Bonisteel | 5352271 | 1 | 07/27/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bradley Ward Gramm | 2938151 | 3 | 05/06/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Warren Brandies | 28849 | 3 | 04/14/1993 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Carl William Falkenstern | 1983107 | 1 | 04/09/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Verlon Hicks | 2143255 | 3 | 02/05/1993 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Joseph Mario Minieri | 1195018 | 5 | 02/05/1993 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark Eric Scarbrough | 2912830 | 4 | 01/01/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas Earl Hampton | 1730068 | 2 | 12/28/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Whitney Coogan | 724714 | 5 | 08/11/1992 | Customer Dispute | Settled | $46,000.00 | $0.00 | See FINRA Report |
| Matthew Jude Capone | 1017593 | 4 | 07/22/1992 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |