Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Grant Ethan Buster | 2085510 | 2 | 06/08/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ezekiel Meisels | 1710909 | 1 | 05/31/1995 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Haywood Jerome Tellis | 2067539 | 4 | 05/15/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Terry Stark | 5759046 | 1 | 04/25/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Roy Werner | 4278130 | 1 | 04/21/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Max Minkos | 4587781 | 1 | 04/14/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Donald Marcus Boyce | 3019624 | 1 | 03/31/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Hyun Joo Park | 5025670 | 2 | 03/08/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Cynthia Louise Block-Taylor | 2227300 | 9 | 02/13/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brian Charles Henderson | 1299692 | 6 | 12/01/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |