Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael James Maletteri | 2719100 | 1 | 11/13/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Paul Mollins | 4662690 | 2 | 11/06/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Katherine Ruth McLernon | 2108915 | 3 | 10/27/1995 | Customer Dispute | Award / Judgment | $4,793.00 | $4,793.00 | See FINRA Report |
| Auludyn Vrendoren Greywolfe | 3090668 | 2 | 10/18/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Leon Jacob Slavutin | 3126648 | 1 | 10/09/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Benjamin Ian Skupp | 4712303 | 1 | 09/06/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas Lucia | 2682875 | 2 | 07/28/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Victoria Lowery | 5598565 | 1 | 07/18/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jennifer Green Harvey | 6690301 | 1 | 06/17/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Alfred Edward Landolph | 2364133 | 3 | 06/15/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |