Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian Norton Caine | 1581620 | 1 | 12/23/1998 | Customer Dispute | Closed-No Action | $223,000.00 | $0.00 | See FINRA Report |
| Martin Adolfo Montana | 4454367 | 1 | 12/08/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Leonora Lang Brisotti | 2127124 | 2 | 12/01/1998 | Customer Dispute | Settled | $17,007.20 | $0.00 | See FINRA Report |
| Jonathan Wayne Hiltz | 4065265 | 1 | 11/01/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Husin Hasnah | 1844865 | 1 | 10/29/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Mark Lee | 2491308 | 1 | 10/12/1998 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Vasilios Savas Haralambous | 2921621 | 5 | 09/08/1998 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Joseph Melchiorre Colombo | 1188143 | 5 | 08/21/1998 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jared Seth Levy | 2402343 | 1 | 08/06/1998 | Customer Dispute | Closed-No Action | $40,000.00 | $0.00 | See FINRA Report |
| Sergey Grigorevich Solovyev | 4672406 | 2 | 07/13/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |