Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alane Margaret Downes | 2015813 | 1 | 05/04/2000 | Customer Dispute | Settled | $7,761.00 | $0.00 | See FINRA Report |
| Kurt Martin Petrucci | 3091334 | 2 | 03/03/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Nicholas Cacace | 4490091 | 1 | 01/19/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Arkadiy Shnayder | 2879095 | 2 | 12/13/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Salvatore Francis Dileo | 1122802 | 2 | 11/22/1999 | Customer Dispute | Denied | $25,824.30 | $0.00 | See FINRA Report |
| Thomas James Kunkle | 2263516 | 4 | 11/09/1999 | Customer Dispute | Settled | $17,387.80 | $0.00 | See FINRA Report |
| Louis Bryan Hoffman | 2358248 | 5 | 11/03/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joshua Michael Rockwell | 5330475 | 3 | 11/01/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nathan Lee Price | 4666328 | 3 | 09/17/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Martin Lisuzzo | 1146847 | 1 | 09/10/1999 | Customer Dispute | Settled | $16,009.00 | $0.00 | See FINRA Report |