Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Michael Lane | 1015281 | 2 | 09/18/2000 | Customer Dispute | Settled | $36,508.90 | $0.00 | See FINRA Report |
| David Michael Lane | 1015281 | 2 | 09/13/2000 | Customer Dispute | Denied | $6,867.49 | $0.00 | See FINRA Report |
| Vladimir Fikhman | 2315449 | 3 | 09/06/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Vesuvio | 1396789 | 1 | 08/21/2000 | Customer Dispute | Denied | $14,000.00 | $0.00 | See FINRA Report |
| Theresa Renda King | 2587228 | 3 | 08/21/2000 | Customer Dispute | Denied | $14,000.00 | $0.00 | See FINRA Report |
| Joshua Michael Rockwell | 5330475 | 3 | 08/12/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Clayton Burns | 2132480 | 6 | 07/19/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jongsik Kim | 1617686 | 4 | 06/20/2000 | Customer Dispute | Settled | $57,500.00 | $0.00 | See FINRA Report |
| Roland Francis Gaudette | 711917 | 5 | 06/13/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Alfred Edward Landolph | 2364133 | 3 | 06/02/2000 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |