Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Anthony Nick Porchetta | 2287386 | 3 | 07/09/2024 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Jatil Kodati | 6216093 | 1 | 07/09/2024 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Yi Qin | 5581979 | 2 | 07/08/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Qihong Zhou | 5719907 | 1 | 07/08/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Eric Duane Snyder | 5389657 | 2 | 06/20/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Akeem Marak Prosser | 5533868 | 2 | 06/18/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Roy Snider | 2417319 | 3 | 06/11/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brian Evans | 7718712 | 2 | 05/31/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Kelly Erwin Hejtmancik | 4535262 | 2 | 05/30/2024 | Customer Dispute | Denied | $70,000.00 | $0.00 | See FINRA Report |
| Moses Razeel Hollender | 3196268 | 6 | 05/28/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |