Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stanley Bernard Klein | 728279 | 1 | 03/06/2001 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |
| Charles Wesley Parker | 2360469 | 2 | 01/31/2001 | Customer Dispute | Settled | $686.72 | $0.00 | See FINRA Report |
| Mark Andrew Cramer | 1313587 | 4 | 01/02/2001 | Customer Dispute | Denied | $76,748.00 | $0.00 | See FINRA Report |
| Robert Douglas Flesvig | 209828 | 2 | 01/02/2001 | Customer Dispute | Settled | $26,979.00 | $0.00 | See FINRA Report |
| Muhammad Usman | 4989336 | 3 | 12/22/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kevin Michael Mullaney | 1389257 | 4 | 12/06/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jay Paul Childs | 1717002 | 2 | 12/05/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Joshua Michael Rockwell | 5330475 | 3 | 12/02/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Auludyn Vrendoren Greywolfe | 3090668 | 2 | 10/19/2000 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Eric Thomas Bottolfsen | 5600312 | 1 | 10/17/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |